SFC Licences of SHEN Jiayi 沈嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 December 2021 | 28 February 2022 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 05 May 2021 | 25 November 2021 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 | RE | 4 | 05 May 2021 | 25 November 2021 |