SFC Licences of LIM Colin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 23 June 2020 | 24 September 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 June 2020 | 24 September 2021 |