SFC Licences of TAM Lok Man 譚樂敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Evercore Asia Limited | RE | 4 | 07 June 2023 | |
Evercore Asia Limited | RE | 1 | 07 June 2023 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 27 July 2020 | 20 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 27 July 2020 | 20 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 27 July 2020 | 20 February 2023 |