SFC Licences of LUI Ming Yan 雷銘欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC Securities Company Limited 民銀證券有限公司 RE 4 04 February 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 24 November 2021
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 10 November 2020 22 June 2021
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 22 July 2020 20 September 2020