SFC Licences of LUI Ming Yan 雷銘欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 04 February 2022 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 24 November 2021 | |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 10 November 2020 | 22 June 2021 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 22 July 2020 | 20 September 2020 |