SFC Licences of YU Chunyan 俞春燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 28 July 2020 | 04 February 2021 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 28 July 2020 | 04 February 2021 |