SFC Licences of LU Xi 盧曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 02 April 2024 | |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 02 April 2024 | |
| Fosun Asset Management Limited 復星資產管理有限公司 | RE | 9 | 25 April 2022 | 24 December 2023 |
| Fosun Asset Management Limited 復星資產管理有限公司 | RE | 1 | 25 April 2022 | 24 December 2023 |
| Fosun Asset Management Limited 復星資產管理有限公司 | RE | 4 | 10 February 2022 | 24 December 2023 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 11 August 2020 | 23 November 2021 |