SFC Licences of JACOB Patrick Harry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 07 June 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 June 2021 | |
| UBS Securities Asia Limited | RE | 1 | 07 August 2020 | 03 March 2021 |
| UBS Securities Hong Kong Limited | RE | 2 | 07 August 2020 | 03 March 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 07 August 2020 | 03 March 2021 |
| UBS Securities Asia Limited | RE | 2 | 07 August 2020 | 03 March 2021 |