SFC Licences of WONG Ho Yin 黃浩賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ubiquant Asset Management Co., Limited RE 9 02 January 2024
Ubiquant Asset Management Co., Limited RE 4 02 January 2024
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 7 24 July 2020 05 December 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 24 July 2020 05 December 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 24 July 2020 05 December 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 24 July 2020 05 December 2023