SFC Licences of KWOK Kam Ho 郭錦澔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 08 August 2022 | |
UBS Securities Hong Kong Limited | RE | 1 | 08 August 2022 | |
UBS Securities Asia Limited | RE | 2 | 08 August 2022 | |
UBS Securities Asia Limited | RE | 1 | 08 August 2022 | |
UBS Securities Asia Limited | RE | 1 | 27 July 2020 | 09 July 2021 |