SFC Licences of MORI Mike Kohzo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVC Asia Pacific Limited | RE | 6 | 13 September 2021 | 12 May 2023 |
CVC Asia Pacific Limited | RE | 4 | 13 September 2021 | 12 May 2023 |
CVC Asia Pacific Limited | RE | 1 | 13 September 2021 | 12 May 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 27 July 2020 | 05 July 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 27 July 2020 | 05 July 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 27 July 2020 | 05 July 2021 |