SFC Licences of SCHMITZ Charline Florence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 27 July 2020 | 24 November 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 27 July 2020 | 24 November 2023 |
UBS Securities Asia Limited | RE | 2 | 27 July 2020 | 24 November 2023 |
UBS Securities Asia Limited | RE | 1 | 27 July 2020 | 24 November 2023 |