SFC Licences of NG Tsang Chak 吳增澤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 15 December 2022 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 02 September 2021 | 05 July 2022 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 25 August 2020 | 06 August 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 August 2020 | 06 August 2021 |