SFC Licences of LAU Kim Man Penter 劉劍文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CASH Asset Management Limited 時富資產管理有限公司 RE 9 20 July 2022 18 January 2023
Celestial Commodities Limited 時富商品有限公司 RE 2 20 July 2022 18 January 2023
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 31 August 2021 18 January 2023
Celestial Securities Limited 時富證券有限公司 RE 1 31 August 2021 18 January 2023
Fosun International Securities Limited 復星國際證券有限公司 RE 4 12 August 2020 12 May 2021
Fosun International Securities Limited 復星國際證券有限公司 RE 1 12 August 2020 12 May 2021