SFC Licences of LAU Kim Man Penter 劉劍文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 20 July 2022 | 18 January 2023 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 20 July 2022 | 18 January 2023 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 31 August 2021 | 18 January 2023 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 31 August 2021 | 18 January 2023 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 12 August 2020 | 12 May 2021 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 12 August 2020 | 12 May 2021 |