SFC Licences of LI Qiqing 李綺晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 29 October 2021 | 20 February 2022 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2021 | 20 February 2022 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2021 | 20 February 2022 |
Seazen Resources Securities Limited 新城晉峰證券有限公司 | RE | 1 | 15 December 2020 | 15 March 2021 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 1 | 24 August 2020 | 15 March 2021 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 4 | 24 August 2020 | 15 March 2021 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 9 | 24 August 2020 | 15 March 2021 |