SFC Licences of KWAN Chi Sum 關智森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 06 October 2023 | |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 10 July 2023 | 20 September 2023 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 10 July 2023 | 20 September 2023 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 16 September 2021 | 23 June 2023 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 07 September 2021 | 23 June 2023 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 03 August 2020 | 18 August 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 August 2020 | 18 August 2021 |