SFC Licences of WANG Jie 王捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 08 March 2024 | 15 March 2024 |
| UBS Securities Asia Limited | RE | 1 | 08 March 2024 | 15 March 2024 |
| UBS Securities Hong Kong Limited | RE | 1 | 10 March 2023 | 19 March 2023 |
| UBS Securities Asia Limited | RE | 1 | 10 March 2023 | 19 March 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 August 2020 | 30 July 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 August 2020 | 30 July 2021 |