SFC Licences of HOU Huaqing 侯華青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 11 January 2024
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 05 August 2020 01 October 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 05 August 2020 01 October 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 05 August 2020 01 October 2021