SFC Licences of KIM Haena

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 9 14 November 2022
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 4 14 November 2022
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 1 14 November 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 19 August 2020 11 October 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 9 19 August 2020 11 October 2022
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 19 August 2020 11 October 2022