SFC Licences of SHANG Tianyu 尚天雨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 06 July 2022
Fortune Asset Management Limited 富強資產管理有限公司 RE 4 19 August 2021 23 June 2022
Fortune (HK) Securities Limited 富強證券有限公司 RE 1 19 August 2021 23 June 2022
Crosby Securities Limited 高誠證券有限公司 RE 4 12 August 2020 06 August 2021
Crosby Securities Limited 高誠證券有限公司 RE 1 12 August 2020 06 August 2021