SFC Licences of SHANG Tianyu 尚天雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 06 July 2022 | |
Fortune Asset Management Limited 富強資產管理有限公司 | RE | 4 | 19 August 2021 | 23 June 2022 |
Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 19 August 2021 | 23 June 2022 |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 12 August 2020 | 06 August 2021 |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 12 August 2020 | 06 August 2021 |