SFC Licences of LI Sze Wan 李詩蘊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | RE | 9 | 23 March 2023 | |
| LGT Capital Partners (Asia-Pacific) Limited | RE | 4 | 23 March 2023 | |
| LGT Capital Partners (Asia-Pacific) Limited | RE | 1 | 23 March 2023 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 16 September 2020 | 24 September 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 September 2020 | 24 September 2022 |