SFC Licences of LAU Pui Shan 劉珮珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Global Asset Management Limited | RE | 1 | 10 October 2022 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 18 October 2021 | 07 June 2022 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 23 September 2020 | 18 July 2021 |