SFC Licences of TANG Hiu Yan 鄧曉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 27 February 2023 | 06 July 2023 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 27 February 2023 | 06 July 2023 |
| Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 | RE | 9 | 09 March 2022 | 31 August 2022 |
| Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 | RE | 4 | 09 March 2022 | 31 August 2022 |
| Hang Tang International Capital Management Limited 恒天國際資本管理有限公司 | RE | 1 | 10 November 2021 | 31 August 2022 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 21 August 2020 | 16 August 2021 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 21 August 2020 | 16 August 2021 |