SFC Licences of LI Tao 李濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 25 November 2020 | 07 May 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 August 2020 | 30 October 2020 |