SFC Licences of LOK Hiu Shan Clarence 駱曉珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 09 June 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 09 June 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 June 2022 | |
Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 06 November 2020 | 06 December 2021 |