SFC Licences of NG Joe Him Thomas 吳祖謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 23 November 2020 | 21 June 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 August 2020 | 21 June 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 20 August 2020 | 21 June 2021 |