SFC Licences of NG Joe Him Thomas 吳祖謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 23 November 2020 21 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 August 2020 21 June 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 20 August 2020 21 June 2021