SFC Licences of CHAN Wing Him 陳永謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 22 March 2022 | 30 June 2023 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 March 2022 | 30 June 2023 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 23 September 2021 | 13 February 2022 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 27 August 2020 | 11 September 2021 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 27 August 2020 | 11 September 2021 |