SFC Licences of LUO Tianbao 羅天宝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 November 2023 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 24 December 2021 | 04 May 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 4 | 04 December 2020 | 04 May 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 04 December 2020 | 04 May 2023 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 05 October 2020 | 04 May 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 25 August 2020 | 04 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 25 August 2020 | 04 December 2020 |