SFC Licences of CHAN Siu Chung 陳兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 28 June 2022 | 04 October 2022 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 28 June 2022 | 04 October 2022 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 24 May 2022 | 04 October 2022 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 24 May 2022 | 04 October 2022 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 September 2020 | 09 March 2022 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 September 2020 | 09 March 2022 |