SFC Licences of LIO Ka Wai 廖伽偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 30 September 2020 | |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 30 September 2020 | |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 30 September 2020 |