SFC Licences of LEUNG Lok Kwan 梁樂君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 July 2021 | 30 December 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 15 July 2021 | 30 December 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 15 September 2020 | 17 June 2021 |