SFC Licences of WONG Siu Ming 黃小明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 4 | 26 October 2023 | |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 2 | 26 October 2023 | |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RE | 1 | 26 October 2023 | |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 04 October 2021 | 13 July 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 16 September 2021 | 13 July 2023 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 16 September 2021 | 13 July 2023 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 16 July 2021 | 31 July 2021 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 16 July 2021 | 31 July 2021 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 05 October 2020 | 18 June 2021 |