SFC Licences of LUO Ruohang 羅若航
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 27 July 2022 | |
| UBS Securities Asia Limited | RE | 1 | 27 June 2022 | |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 28 September 2020 | 21 April 2022 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 28 September 2020 | 21 April 2022 |