SFC Licences of JIN Yi 金翼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 23 May 2023 | 29 September 2023 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 23 May 2023 | 29 September 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 23 September 2020 | 08 November 2022 |