SFC Licences of YANG Zeyuan 杨泽原
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 January 2024 | 18 January 2024 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 September 2023 | 14 September 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 April 2023 | 21 April 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 September 2020 | 16 September 2020 |