SFC Licences of XU Stanford Shaozheng

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 29 December 2021 08 June 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 14 December 2021 08 June 2022
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 22 September 2020 03 December 2021