SFC Licences of XU Stanford Shaozheng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 22 March 2024 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 March 2024 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 29 December 2021 | 08 June 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 14 December 2021 | 08 June 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 September 2020 | 03 December 2021 |