SFC Licences of WU Yao 吳嶢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RE | 1 | 15 October 2021 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 21 October 2020 | 12 January 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 21 October 2020 | 12 January 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 21 October 2020 | 12 January 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 October 2020 | 12 January 2021 |