SFC Licences of LIN Zhe 林哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forthright Securities Company Limited 方德證券有限公司 RE 4 29 August 2023
Forthright Securities Company Limited 方德證券有限公司 RE 1 29 August 2023
Forthright Capital Management Limited 方德資本管理有限公司 RE 9 29 August 2023
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 17 December 2021 21 July 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 9 28 September 2020 15 July 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 28 September 2020 15 July 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 28 September 2020 15 July 2021