SFC Licences of MA Hiu Kwan 馬曉筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 4 | 01 April 2022 | 08 October 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 01 April 2022 | 08 October 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 01 April 2022 | 08 October 2022 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 01 April 2022 | 08 October 2022 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 14 May 2021 | 01 August 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 September 2020 | 01 August 2021 |