SFC Licences of DI Hanhua 底翰華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 06 February 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 August 2021 24 September 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 24 September 2020 26 May 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 24 September 2020 26 May 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 24 September 2020 26 May 2021