SFC Licences of LI Yani 李亚妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 15 June 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 15 June 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 June 2021 | |
| orientiert XYZ Securities Limited | RE | 6 | 29 September 2020 | 14 May 2021 |
| orientiert XYZ Securities Limited | RE | 4 | 29 September 2020 | 14 May 2021 |
| orientiert XYZ Securities Limited | RE | 1 | 29 September 2020 | 14 May 2021 |