SFC Licences of HAN Raymond Rui

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 30 October 2023 08 March 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 06 October 2020 15 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 06 October 2020 15 October 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 October 2020 15 October 2023