SFC Licences of GONG Xiaoyuan 巩笑缘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 30 September 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 September 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 October 2020 | 18 June 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 09 October 2020 | 18 June 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 09 October 2020 | 18 June 2021 |