SFC Licences of CHE Yishan 車旖珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 21 November 2023 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 21 November 2023 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 28 July 2021 | 07 June 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 28 July 2021 | 07 June 2023 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 06 October 2020 | 30 June 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 06 October 2020 | 30 June 2021 |