SFC Licences of DONG Xiaoyue 董晓玥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 22 July 2021 | 26 December 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 12 July 2021 | 26 December 2023 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 9 | 16 October 2020 | 11 June 2021 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 5 | 16 October 2020 | 11 June 2021 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 | RE | 4 | 16 October 2020 | 11 June 2021 |