SFC Licences of YAM Margaret 任彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 25 May 2022 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 May 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 February 2022 | 23 March 2022 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 November 2021 | 23 March 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 November 2021 | 23 March 2022 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 15 October 2020 | 16 October 2021 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 15 October 2020 | 16 October 2021 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 15 October 2020 | 16 October 2021 |