SFC Licences of KONG Yau Sen 江佑晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2022 | 07 January 2024 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 August 2022 | 07 January 2024 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 October 2020 | 28 May 2022 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 October 2020 | 28 May 2022 |