SFC Licences of CHEN Chen 陳宸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 13 December 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 13 December 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 December 2021
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 6 12 October 2020 13 November 2021
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 1 12 October 2020 13 November 2021