SFC Licences of NIU Zhuolin 牛卓琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 28 October 2022 | |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 4 | 27 October 2020 | 07 October 2022 |