SFC Licences of SUEN Lok Ho, Howard 孫樂豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 18 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 5 12 August 2021 11 March 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 22 October 2020 11 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 9 22 October 2020 11 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 22 October 2020 11 March 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 22 October 2020 11 March 2022