SFC Licences of SUEN Lok Ho, Howard 孫樂豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 18 March 2022 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 12 August 2021 | 11 March 2022 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 22 October 2020 | 11 March 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 22 October 2020 | 11 March 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 22 October 2020 | 11 March 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 22 October 2020 | 11 March 2022 |