SFC Licences of YU Ming Yu 余銘瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 19 April 2023 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 19 April 2023 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 19 April 2023 | |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 19 April 2023 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 April 2023 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 18 November 2021 | 12 March 2023 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 11 October 2021 | 12 March 2023 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 27 October 2020 | 11 September 2021 |